Issues

 / 

2022

 / 

October

  

Reviews of topical problems


Baroclinic instability in geophysical fluid dynamics

 , ,
A M Obukhov Institute of Atmospheric Physics, Russian Academy of Sciences, Pyzhevskii per. 3, Moscow, 109017, Russian Federation

Baroclinic instability is that of flows in a rotating stratified fluid with a vertical velocity shear. The generation of large-scale vortical flows in the atmospheres of Earth and other planets is associated with this instability. The review presents modern theoretical approaches dealing with this instability. They include a description of baroclinic instability through the interaction of edge Rossby waves, the study of the problem of optimal perturbations, i.e., those characterized by the largest growth of energy or other functionals, and an analysis of the nonlinear dynamics of perturbations that relies on a low-mode approximation of the Galerkin method. Classical energy criteria for the stability of zonal flows obtained by the direct Lyapunov—Arnold method are also considered. The results presented may be of interest to specialists in the field of continuum mechanics and astrophysics.

Fulltext pdf (957 KB)
To the readers pdf (115 KB)
Fulltext is also available at DOI: 10.3367/UFNe.2021.08.039046
Keywords: geophysical fluid dynamics, baroclinic instability, energy criteria of stability, nonlinear perturbation dynamics, Galerkin method
PACS: 05.45.−a, 47.10.−g, 47.20.Ft, 47.20.Ky, 47.27.Cn, 47.32.−y, 47.32.Ef, 47.32.cd, 47.85.Dh, 92.10.Lq, 92.60.−e, 92.60.hk (all)
DOI: 10.3367/UFNe.2021.08.039046
URL: https://ufn.ru/en/articles/2022/10/c/
001112536300003
2-s2.0-85144631071
2022PhyU...65.1039K
Citation: Kalashnik M V, Kurgansky M V, Chkhetiani O G "Baroclinic instability in geophysical fluid dynamics" Phys. Usp. 65 1039–1070 (2022)
BibTexBibNote ® (generic)BibNote ® (RIS)MedlineRefWorks

Received: 2nd, June 2021, revised: 20th, August 2021, 26th, August 2021

Оригинал: Калашник М В, Курганский М В, Чхетиани О Г «Бароклинная неустойчивость в геофизической гидродинамике» УФН 192 1110–1144 (2022); DOI: 10.3367/UFNr.2021.08.039046

References (166) ↓ Cited by (22) Similar articles (20)

  1. Wallace J M, Hobbs P V Atmospheric Science: An Introductory Survey (New York: Academic Press, 1977)
  2. Monin A S Theoretical Geophysical Fluid Dynamics (Dordrecht: Kluwer Acad. Publ., 1990); Translated from Russian, Monin A S Teoreticheskie Osnovy Geofizicheskoi Gidrodinamiki (Leningrad: Gidrometeoizdat, 1988)
  3. Pedlosky J Geophysical Fluid Dynamics (Berlin: Springer-Verlag, 1987)
  4. Vallis G K Atmospheric And Oceanic Fluid Dynamics: Fundamentals And Large-Scale Circulation (Cambridge: Cambridge Univ. Press, 2006)
  5. Landau L D, Lifshitz E M Fluid Mechanics (Oxford: Pergamon Press, 1987); Translated from Russian, Landau L D, Lifshitz E M Gidrodinamika (Moscow: Nauka, 1988)
  6. Nezlin M V Sov. Phys. Usp. 29 807 (1986); Nezlin M V Usp. Fiz. Nauk 150 3 (1986)
  7. Dolzhanskii F V, Krymov V A, Manin D Yu Sov. Phys. Usp. 33 495 (1990); Dolzhanskii F V, Krymov V A, Manin D Yu Usp. Fiz. Nauk 160 (7) 1 (1990)
  8. Monin A S Sov. Phys. Usp. 29 843 (1986); Monin A S Usp. Fiz. Nauk 150 61 (1986)
  9. Monin A S, Zhikharev G M Sov. Phys. Usp. 33 313 (1990); Monin A S, Zhikharev G M Usp. Fiz. Nauk 160 (5) 1 (1990)
  10. Onishchenko O G, Pokhotelov O A, Astaf’eva N M Phys. Usp. 51 577 (2008); Onishchenko O G, Pokhotelov O A, Astaf’eva N M Usp. Fiz. Nauk 178 605 (2008)
  11. Fridman A M Phys. Usp. 51 213 (2008); Fridman A M Usp. Fiz. Nauk 178 225 (2008)
  12. Charney J G J. Meteorology 4 (5) 135 (1947)
  13. Eady E T Tellus 1 (3) 33 (1949)
  14. Dymnikov V P, Filatov A N Ustoichivost’ Krupnomasshtabnykh Atmosfernykh Protsessov (Stability Of Large-scale Atmospheric Processes) (Leningrad: Gidrometeoizdat, 1990)
  15. Shakina N P Gidrodinamicheskaya Neustoichivost’ V Atmosfere (Hydrodynamical Instability In The Atmosphere) (Leningrad: Gidrometeoizdat, 1990)
  16. Hide R, Mason P J Adv. Phys. 24 47 (1975)
  17. Obukhov A M Izv. Akad. Nauk SSSR, Ser. Geofiz. Geograf. 13 (4) 281 (1949)
  18. Lindzen R S Dynamics In Atmospheric Physics: Lecture Notes For An Introductory Graduate-Level Course (Cambridge: Cambridge Univ. Press, 1990)
  19. Kurgansky M V Vvedenie V Krupnomasshtabnuyu Dinamiku Atmosfery : Adiabaticheskie Invarianty I Ikh Primenenie (Introduction To Large-scale Dynamics Of The Atmosphere: Adiabatic Invariants And Their Applications) (St. Petersburg.: Gidrometeoizdat, 1993)
  20. Dikiy L A Gigrodinamicheskaya Ustoichivost’ I Dinamika Atmosfery (Hydrodynamical Stability And Dynamics Of The Atmosphere) (Leningrad: Gidrometeoizdat, 1976)
  21. Davies H C, Bishop C H J. Atmos. Sci. 51 1930 (1994)
  22. Hide R Quart. J. R. Meteor. Soc. 79 161 (1953)
  23. Hide R Philos. Trans. R. Soc. Lond. A 250 441 (1958)
  24. Fridman A A Izbrannye Trudy (Selected Papers) (Moscow: Nauka, 1966)
  25. Ertel H Naturwissenschaften 30 543 (1942)
  26. Svirkunov P N Trudy Inst. Eksp. Meteorol. Ross. Akad. Nauk 27 88 (1996)
  27. Zakharov V E, Kuznetsov E A Phys. Usp. 40 1087 (1997); Zakharov V E, Kuznetsov E A Usp. Fiz. Nauk 167 1137 (1997)
  28. Charney J G, Stern M E J. Atmos. Sci. 19 159 (1962)
  29. Bretherton F P Quart. J. R. Meteor. Soc. 92 325 (1966)
  30. Montgomery M T, Shapiro L J J. Atmos. Sci. 52 1829 (1995)
  31. Hoskins B J Quart. J. R. Meteor. Soc. 100 480 (1974)
  32. Buleev N I, Marchuk G I Raboty Po Dinamicheskoi Meteorologii: Za 1951-1954 Gg. (Works On Dynamical Meteorology: 1951-1954, Trudy Inst. Fiziki Atmosfery Akad. Nauk SSSR, No. 2, Exec. Ed. I A Kibel) (Moscow: Izd. AN SSSR, 1958) p. 66
  33. Monin A S Izv. Akad. Nauk SSSR, Ser. Geofiz. (4) 497 (1958)
  34. Monin A S Weather Forecasting As A Problem In Physics (Cambridge, MA: MIT Press, 1972); Translated from Russian, Monin A S Prognoz Pogody Kak Zadacha Fiziki (Moscow: Nauka, 1969)
  35. Diky L A, Kurgansky M V Izv. Atmos. Ocean. Phys. 7 623 (1971); Diky L A, Kurgansky M V Izv. Akad. Nauk SSSR Fiz. Atm. Okeana 7 939 (1971)
  36. Kurgansky M V Adiabatic Invariants In Large-Scale Atmospheric Dynamics (Boca Raton, FL: CRC Press, 2002)
  37. Arnold V I Vladimir I. Arnold - Collected Works: Hydrodynamics, Bifurcation Theory, And Algebraic Geometry 1965-1972 Vol. 162 (Eds A B Givental et al) (Berlin: Springer, 1965) p. 975
  38. Blumen W J. Atmos. Sci. 25 929 (1968)
  39. Blumen W J. Atmos. Sci. 35 774 (1978)
  40. Held I M et al J. Fluid Mech. 282 1 (1995)
  41. Majda A J, Tabak E G Physica D 98 515 (1996)
  42. Harvey B J, Ambaum M H P Quart. J. R. Meteor. Soc. 136 1506 (2010)
  43. Constantin P, Majda A J, Tabak E Nonlinearity 7 1495 (1994)
  44. Muraki D J, Snyder C J. Atmos. Sci. 64 2961 (2007)
  45. Carton X J. Atmos. Sci. 66 1051 (2009)
  46. Dritschel D G Geophys. Astrophys. Fluid Dyn. 105 368 (2011)
  47. Harvey B J, Ambaum M H P Geophys. Astrophys. Fluid Dyn. 105 377 (2011)
  48. Harvey B J, Ambaum M H P, Carton X J J. Atmos. Sci. 68 964 (2011)
  49. Lim C C, Majda A J Geophys. Astrophys. Fluid Dyn. 94 177 (2001)
  50. Reinaud J N, Dritschel D G, Carton X Geophys. Astrophys. Fluid Dyn. 110 461 (2016)
  51. Reinaud J N, Dritschel D G, Carton X Phys. Fluids 29 086603 (2017)
  52. Juckes M J. Atmos. Sci. 51 2756 (1994)
  53. Hakim G J, Snyder C, Muraki D J J. Atmos. Sci. 59 2405 (2002)
  54. Capet X et al J. Fluid Mech. 604 165 (2008)
  55. Tulloch R, Smith K S J. Atmos. Sci. 66 450 (2009)
  56. Ragone F, Badin G J. Fluid Mech. 792 740 (2016)
  57. Lapeyre G Fluids 2 7 (2017)
  58. Palmén E, Newton C W Atmospheric Circulation Systems: Their Structure, Physical Interpretation (New York: Academic Press, 1968); Translated into Russian, Palmén E, Newton C W Tsirkulyatsionnye Sistemy Atmosfery (Leningrad: Gidrometeoizdat, 1973)
  59. Kalashnik M V, Nerushev A F, Ivangorodsky R V Izv. Atmos. Ocean. Phys. 53 156 (2017); Kalashnik M V, Nerushev A F, Ivangorodsky R V Izv. Ross. Akad. Nauk. Fiz. Atm. Okeana 53 179 (2017)
  60. Gill A E Atmosphere-Ocean Dynamics (New York: Academic Press, 1982)
  61. Heifetz E et al Quart. J. R. Meteor. Soc. 130 233 (2004)
  62. Heifetz E et al Quart. J. R. Meteor. Soc. 130 211 (2004)
  63. Heifetz E, Methven J Phys. Fluids 17 064107 (2005)
  64. Petterssen S, Smebye S J Quart. J. R. Meteor. Soc. 97 457 (1971)
  65. Rotunno R, Fantini M J. Atmos. Sci. 46 3599 (1989)
  66. Mitsudera H J. Atmos. Sci. 51 3137 (1994)
  67. Farrell B F, Ioannou P J J. Atmos. Sci. 53 2025 (1996)
  68. Drazin P G Introduction To Hydrodynamic Stability (Cambridge: Cambridge Univ. Press, 2002); Translated into Russian, Drazin P G Vvedenie V Teoriyu Gidrodinamicheskoi Ustoichivosti (Moscow: Fizmatlit, 2005)
  69. Charru F Instabilités Hydrodynamiques (Paris: EDP Sciences, 2007); Translated into English, Charru F Hydrodynamic Instabilities (Cambridge: Cambridge Univ. Press, 2011); Translated into Russian, Charru F Neustoichivost’ V Gidrodinamike (Moscow-Izhevsk: Inst. Komp’yut. Issled., 2015)
  70. Diaconescu E P, Laprise R Earth Sci. Rev. 113 161 (2012)
  71. Morgan M C J. Atmos. Sci. 58 2518 (2001)
  72. Morgan M C, Chen C C J. Atmos. Sci. 59 169 (2002)
  73. de Vries H, Opsteegh J D J. Atmos. Sci. 64 673 (2007)
  74. de Vries H, Opsteegh J D J. Atmos. Sci. 64 695 (2007)
  75. Kalashnik M V, Chkhetiani O J. Atmos. Sci. 75 2741 (2018)
  76. Kalashnik M V, Chkhetiani O G Izv. Atmos. Ocean. Phys. 54 415 (2018); Kalashnik M V, Chkhetiani O G Izv. Ross. Akad. Nauk. Fiz. Atm. Okeana 54 487 (2018)
  77. Kalashnik M V, Chkhetiani O J. Atmos. Sci. 74 293 (2017)
  78. Kalashnik M V, Chkhetiani O G Fluid Dyn. 55 171 (2020); Kalashnik M V, Chkhetiani O G Izv. Ross. Akad. Nauk. Mekh. Zhidk. Gaza (2) 28 (2020)
  79. Dodd R K et al Solitons And Nonlinear Wave Equations (London: Academic Press, 1982)
  80. Gledzer E B, Dolzhanskii F V, Obukhov A M Sistemy Gidrodinamicheskogo Tipa I Ikh Primenenie (Systems Of Hydrodynamic Type And Their Applications) (Moscow: Nauka, 1981)
  81. Kalashnik M V, Kurgansky M V Fluid Dyn. 55 554 (2020); Kalashnik M V, Kurgansky M V Izv. Ross. Akad. Nauk. Mekh. Zhidk. Gaza (4) 126 (2020)
  82. Hunt B G J. Atmos. Sci. 35 1133 (1978)
  83. McGuirk J P, Reiter E R J. Atmos. Sci. 33 2079 (1976)
  84. Pedlosky J Tellus 15 20 (1963)
  85. Pedlosky J J. Atmos. Sci. 27 15 (1970)
  86. Pedlosky J J. Atmos. Sci. 29 53 (1972)
  87. Pedlosky J, Polvani L M J. Atmos. Sci. 44 631 (1987)
  88. Hart J E Annu. Rev. Fluid Mech. 11 147 (1979)
  89. Hart J E J. Atmos. Sci. 38 400 (1981)
  90. Barcilon A, Drazin P G J. Atmos. Sci. 41 3314 (1984)
  91. Wang B, Barcilon A J. Atmos. Sci. 43 1275 (1986)
  92. Klein P, Pedlosky J J. Atmos. Sci. 43 1243 (1986)
  93. Kalashnik M V, Chkhetiani O G Fluid Dyn. 51 606 (2016); Kalashnik M V, Chkhetiani O G Izv. Ross. Akad. Nauk. Mekh. Zhidk. Gaza (5) 29 (2016)
  94. Timofeev A V Sov. Phys. Usp. 13 632 (1971); Timofeev A V Usp. Fiz. Nauk 102 185 (1970)
  95. Thorncroft C D, Hoskins B J J. Atmos. Sci. 47 2317 (1990)
  96. Chang E K J. Atmos. Sci. 49 2452 (1992)
  97. Kalashnik M V Izv. Atmos. Ocean. Phys. 51 576 (2015); Kalashnik M V Izv. Ross. Akad. Nauk Fiz. Atm. Okeana 51 648 (2015)
  98. Kalashnik M V, Kurgansky M V, Kostrykin S V J. Atmos. Sci. 77 239 (2020)
  99. Meshalkin L D, Sinai Ia G J. Appl. Math. Mech. 25 1700 (1961); Meshalkin L D, Sinai Ia G Priklad. Mat. Mekh. 25 1140 (1961)
  100. Vasavada A R, Showman A P Rep. Prog. Phys. 68 1935 (2005)
  101. Maximenko N A, Bang B, Sasaki H Geophys. Res. Lett. 32 L12607 (2005)
  102. Sokolov S, Rintoul S R J. Phys. Oceanogr. 37 1394 (2007)
  103. Phillips N A Tellus 6 274 (1954)
  104. Kalashnik M V, Kurgansky M V, Chkhetiani O G Phys. Fluids 33 076608 (2021)
  105. Drazin P G, Reid W H Hydrodynamic Stability (Cambridge: Cambridge Univ. Press, 2004)
  106. Miles J W J. Fluid Mech. 10 496 (1961)
  107. Kuo H L J. Meteor. 6 105 (1949)
  108. Kuo H L J. Atmos. Sci. 35 1840 (1978)
  109. Rayleigh Lord Philos. Trans. R. Soc. Lond. A 93 148 (1917)
  110. Solberg H Proces-verbaux Del’assoc. De Meteor., Un. Geod. Geophys. Int., Edimbourg 33 66 (1933)
  111. Emanuel K A J. Atmos. Sci. 36 2425 (1979)
  112. McIntyre M E Geophys. Fluid Dyn. 1 19 (1970)
  113. Dunkerton T J J. Atmos. Sci. 38 2354 (1981)
  114. Thomas L N et al Deep Sea Res. Pt. II Topical Stud. Oceanogr. 91 96 (2013)
  115. Courant R, Gilbert D Methods Of Mathematical Physics Vol. 2 (New York: Interscience Publ., 1962); Translated into Russian, Courant R, Gilbert D Metody Matematicheskoi Fiziki Vol. 2 (Moscow: Mir, 1964)
  116. Howard L N J. Fluid Mech. 10 509 (1961)
  117. Ooyama K J. Atmos. Sci. 23 43 (1966)
  118. Kalashnik M V Izv. Atmos. Ocean. Phys. 44 787 (2008); Kalashnik M V Izv. Ross. Akad. Nauk Fiz. Atm. Okeana 44 848 (2008)
  119. Chetaev N G The Stability Of Motion 1st ed. (New York: Pergamon Press, 1961); Translated from Russian, Chetaev N G Ustoichivost’ Dvizheniya 4th ed., rev. (Moscow: Nauka, 1990)
  120. Charney J Proc. of the 9th General Assembly, UGGI, Assoc. Meteorol., Brussel (1951) p. 47
  121. Kurgansky M V Izv. Atmos. Ocean. Phys. 29 444 (1994); Kurgansky M V Izv. Ross. Akad. Nauk Fiz. Atm. Okeana 29 464 (1993)
  122. Tassoul J-L Theory Of Rotating Stars (Princeton, NJ: Princeton Univ. Press, 1978); Translated into Russian, Tassoul J-L Teoriya Vrashchayushchikhsya Zvezd (Moscow: Mir, 1982)
  123. Maeder A et al Astron. Astrophys. 553 A1 (2013)
  124. Kalashnik M V, Svirkunov P N Dokl. Earth Sci. 349 829 (1996); Kalashnik M V, Svirkunov P N Dokl. Ross. Akad. Nauk 348 811 (1996)
  125. Kalashnik M V, Svirkunov P N Russ. Meteor. (4) 42 (1998); Kalashnik M V, Svirkunov P N Meteorolog. Gidrolog. (4) 58 (1998)
  126. Mu M, Shepherd T G, Swanson K J. Atmos. Sci. 53 2918 (1996)
  127. Mu M, Vladimirov V, Wu Y H J. Atmos. Sci. 56 400 (1999)
  128. Kurgansky M V Quart. J. R. Meteor. Soc. 135 2168 (2009)
  129. Eliassen A Astrophis. Norvegica 5 19 (1951)
  130. Rüdiger G, Arlt R, Shalybkov D Astron. Astrophys. 391 781 (2002)
  131. Shakura N I, Sunyaev R A Astron. Astrophys. 24 337 (1973)
  132. Velikhov E P Sov. Phys. JETP 36 995 (1959); Velikhov E P Zh. Eksp. Teor. Fiz. 36 1398 (1959)
  133. Chandrasekhar S Hydrodynamic And Hydromagnetic Stability (Oxford: Clarendon Press, 1961)
  134. Balbus S A, Hawley J F Astrophys. J. 376 214 (1991)
  135. Balbus S A Annu. Rev. Astron. Astrophys. 41 555 (2003)
  136. Le Bars M, Le Gal P Phys. Rev. Lett. 99 064502 (2007)
  137. Le Dizès S, Riedinger X J. Fluid Mech. 660 147 (2010)
  138. Park J, Billant P J. Fluid Mech. 725 262 (2013)
  139. Rüdiger G et al Geophys. Astrophys. Fluid Dyn. 111 429 (2017)
  140. Le Gal P et al J. Fluid Mech. 1 (2021)
  141. Tassoul J-L Stellar Rotation (Cambridge: Cambridge Univ. Press, 2000)
  142. Barnes J R J. Atmos. Sci. 41 1536 (1984)
  143. Polichtchouk I, Cho J Y-K Mon. Not. R. Astron. Soc. 424 1307 (2012)
  144. Sugimoto N, Takagi M, Matsuda Y J. Geophys. Res. Planets 119 1950 (2014)
  145. Goldreich P, Schubert G Astrophys. J. 150 571 (1967)
  146. Shibahashi H Publ. Astron. Soc. Jpn. 32 341 (1980)
  147. Knobloch E Astrophys. Space Sci. 116 149 (1985)
  148. Marcus P S, Press W H J. Fluid Mech. 79 525 (1977)
  149. Spruit H C, Knobloch E Astron. Astrophys. 132 89 (1984)
  150. Cabot W Astrophys. J. 277 806 (1984)
  151. Kitchatinov L L Astron. Lett. 39 561 (2013); Kitchatinov L L Pis’ma Astron. Zh. 39 631 (2013)
  152. Kitchatinov L L Astrophys. J. 784 81 (2014)
  153. Gilman P A J. Atmos. Sci. 24 119 (1967)
  154. Gilman P, Dikpati M Astrophys. J. 787 60 (2014)
  155. Gilman P A Astrophys. J. 853 65 (2018)
  156. Chiang E Astrophys. J. 675 1549 (2008)
  157. Klahr H H, Bodenheimer P Astrophys. J. 582 869 (2003)
  158. Klahr H H Astrophys. J. 606 1070 (2004)
  159. Lesur G, Papaloizou J C B Astron. Astrophys. 513 A60 (2010)
  160. Adams F C, Watkins R Astrophys. J. 451 314 (1995)
  161. Barge P, Sommeria J Astron. Astrophys. 295 L1 (1995)
  162. Ou S et al Astrophys. J. 667 1220 (2007)
  163. Petersen M R, Julien K, Stewart G R Astrophys. J. 658 1236 (2007)
  164. Lorén-Aguilar P, Bate M R Mon. Not. R. Astron. Soc. Lett. 453 L78 (2015)
  165. Barge P, Richard S, Le Dizès S Astron. Astrophys. 592 A136 (2016)
  166. Richard S, Nelson R P, Umurhan O M Mon. Not. R. Astron. Soc. 456 3571 (2016)

© 1918–2024 Uspekhi Fizicheskikh Nauk
Email: ufn@ufn.ru Editorial office contacts About the journal Terms and conditions